While many investment banks focus on specific industries or larger transactions, Prestwick has developed a national practice focused on providing M&A advisory services to the lower middle market. Our clients have included owners of private companies, public companies seeking to divest divisions and subsidiaries, and private equity groups selling their portfolio companies. Our lower middle-market focus has given us a unique perspective on buyers and financing sources critical to completing transactions in an underserved market.

All investment banking firms promise senior attention, but keeping that promise is quite another matter. At Prestwick Partners, keeping our word is simple. With two or more of our four partners comprising two-thirds of every deal team, we offer a level of experience that other investment banks can’t deliver.

The principals of Prestwick have authored over 100 M&A transactions since 1995. Our collective experience in the lower middle market has honed our knowledge of tax, legal, financing and accounting issues, as well as our judgment, wisdom and instincts. Through this experience, we have tailored a “best practices” approach to selling a business that maximizes value and maintains confidentiality, while at the same time securing the best terms and transaction structure for our clients.

Business Continuity Plan Disclosure
Prestwick Partners, LLC (“Prestwick” or “we” or “us”) has an ongoing business continuity plan in place intended to help us respond to and recover from a business disruption. We developed the business continuity plan to protect the interests of our clients and employees, and to support the recovery of our core businesses. Our business continuity plan documents our core business functions and the resources required to conduct them. Our plan accounts for the following general scenarios:
Our responses to each of these scenarios will depend on the external variables associated with the disruption (the time of day and the extent of the disruption, for example), but may include transferring functions to alternate sites. On a Best-Effort basis, our goal is to begin resuming business activities within 24 hours of activating our business continuity plan.
We have posted this disclosure on our website for your reference. If you have questions or concerns, please contact one of our partners. In case of emergency, contact Ingo Schulz at (612) 339-4232.
Privacy Notice
Generally, Prestwick Partners, LLC (“Prestwick” or “we” or “us”) does not ask for or keep nonpublic personal information about clients or persons associated with our clients. In the unlikely event that we learn nonpublic personal information about clients or persons associated with clients, it is the policy of Prestwick to keep confidential nonpublic personal information (“information”) pertaining to each current and former client unless Prestwick is: (1) previously authorized by the client to disclose information to individuals or entities not affiliated with Prestwick, including, but not limited to, other clients or entities in connection with a potential transaction, or the client’s other professional advisors and service providers (e.g., attorney, accountant, investment adviser, account custodian, etc.), or (2) required to do so by judicial or regulatory process.
The disclosure of information contained in any document completed by the client for processing or transmittal by us in order to facilitate the commencement, continuation or termination of a business relationship between the client and a nonaffiliated third party, shall be deemed as having been automatically authorized by the client with respect to the corresponding nonaffiliated third party.
Each individual and entity affiliated with Prestwick is aware of our Privacy Policy, and has acknowledged the requirement to comply with same. In accordance with Prestwick’s Privacy Policy, each individual and entity affiliated with Prestwick shall have access to information to the extent reasonably necessary for Prestwick to perform its services for the client, and to comply with applicable regulatory procedures and requirements. We maintain physical, electronic and procedural safeguards to protect against disclosure of our clients’ information.